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Taiwan Securities Over the Counter Trading Center
A

Rating

Taiwan Securities Over the Counter Trading Center
Taiwan
Established in 1994
Market Institution / Trading Platform (Self-Regulated)
Website
https://www.tpex.org.tw
Negative Balance Protection
Yes
Protinvestor Protection
Yes
Regulatory Membership
Companies listed/registered on TPEx, securities/futures intermediaries and market participants
15F, No. 100, Sec. 2, Roosevelt Road, Taipei, Taiwan (R.O.C.)

Regulator Introduction

The Taipei Exchange (TPEx), founded in 1994, is a major trading venue for securities not listed on the Taiwan Stock Exchange. It provides platforms for equities, bonds, and derivatives under the supervision of the Financial Supervisory Commission. TPEx promotes transparent market operations and supports small to mid-sized enterprises in accessing capital markets.
Rating
Taiwan Securities Over the Counter Trading Center
Taiwan Securities Over the Counter Trading Center
Risk Management
AA
Institu Tional
Background
A
Regulatory Policy
AA
Investment Protection
A
License Value
AA
※ Data provided by FXknows Data
  • Institutional Background:

    An analysis of the regulator's statutory responsibilities, organizational structure, experience of the senior team, performance history, international cooperation, transparency, and technical capabilities provides a comprehensive picture of its strength and credibility in the regulation of financial markets.

  • Regulatory Policy

    Examines the policies, structure, leadership, decision-making processes, and internal controls of the regulatory authority to ensure effective regulation and decision-making. As well as the effectiveness of the implementation of these policies in practice to ensure that they are able to effectively supervise the market.

  • License Value

    The threshold of entry for license application and the financial cost to be incurred in applying. It also examines the extent to which the regulatory authority's license is recognized by the market in the financial industry.

  • Risk Management

    Analyze the financial situation of the regulatory authority, including its budget, revenues, expenditures, reserves and balance sheet, as well as its ability to respond to a financial crisis or market volatility.

  • Investment Protection

    Analyze the mechanism and effectiveness of the regulatory authority's response to complaints to know the extent to which it protects investors' rights and interests.

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