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Taiwan Securities and Futures Bureau
A

Rating

Taiwan Securities and Futures Bureau
Taiwan
Established in 2004
Regulated by Government
Website
https://www.sfb.gov.tw
Negative Balance Protection
Yes
Protinvestor Protection
Yes
Regulatory Membership
Securities, futures, and other capital-market intermediaries under FSC/Taiwan supervision
No. 85, Sec. 1, Xinsheng South Road, Da’an District, Taipei City 106237, Taiwan (R.O.C.)

Regulator Introduction

The Securities and Futures Bureau (SFB), under Taiwan’s Financial Supervisory Commission (FSC), was established in 2004 to regulate the securities and futures markets. It enforces laws governing securities issuance, trading, and market intermediaries. The SFB aims to enhance investor protection, maintain market integrity, and promote financial innovation in Taiwan’s capital markets.
Rating
Taiwan Securities and Futures Bureau
Taiwan Securities and Futures Bureau
Risk Management
AA
Institu Tional
Background
A
Regulatory Policy
B
Investment Protection
B
License Value
A
※ Data provided by FXknows Data
  • Institutional Background:

    An analysis of the regulator's statutory responsibilities, organizational structure, experience of the senior team, performance history, international cooperation, transparency, and technical capabilities provides a comprehensive picture of its strength and credibility in the regulation of financial markets.

  • Regulatory Policy

    Examines the policies, structure, leadership, decision-making processes, and internal controls of the regulatory authority to ensure effective regulation and decision-making. As well as the effectiveness of the implementation of these policies in practice to ensure that they are able to effectively supervise the market.

  • License Value

    The threshold of entry for license application and the financial cost to be incurred in applying. It also examines the extent to which the regulatory authority's license is recognized by the market in the financial industry.

  • Risk Management

    Analyze the financial situation of the regulatory authority, including its budget, revenues, expenditures, reserves and balance sheet, as well as its ability to respond to a financial crisis or market volatility.

  • Investment Protection

    Analyze the mechanism and effectiveness of the regulatory authority's response to complaints to know the extent to which it protects investors' rights and interests.

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